Uys, P.M. (2000). Towards the Virtual Class: Key Management Issues in Tertiary Education. Unpublished PhD thesis, Victoria University of Wellington, New Zealand. Available online: http://www.globe-online.com/philip.uys/phdthesis

 

CHAPTER 2

LITERATURE REVIEW

 

Chapter one provided an introduction to this research study. In view of the research problem and the two research questions, Chapter two presents a review of relevant literature, using the MIT90 schema (see Figure 1.3).  This review of the literature focuses on the following, each of which will be discussed subsequently:

2.1       external technological environment

2.2       external socio-economic environment

2.3       management processes

2.4       strategy

2.5       roles and skills of individuals

2.6       structure and

2.7       technology.

 

2.1     External Technological Environment

 

This section accentuates the virtual class as the most pertinent aspect of the external technological environment in relation to this research.

 

Tiffin and Rajasingham (1995) defined the virtual class as the process that occurs when teacher, learner, problem and knowledge interact through ICT for the purpose of learning. Vygotsky (1962) identified three factors in the educational process: learner, teacher and a problem to be solved. Tiffin and Rajasingham (1995:24) take a neo-Vygotskian approach in which they identify an implicit fourth factor, which is knowledge to solve the problem.


 

Farrell's (1999:2) perception of virtual education aligns itself to the definition of Tiffin and Rajasingham above: "as development takes place, the definition may become more focused on those teaching and learning interactions mediated entirely through the application of information and communication technologies".

 

The virtual class can thus be seen as an educational experience of real people in a virtual dimension. In the virtual class, teaching and learning is performed without the movement of physical objects (eg getting students and lecturers into a physical venue). The virtual class is thus primarily based on the movement of bits of information in contrast to the movement of atoms (Negroponte, 1995) which forms the central base of conventional education. Tiffin (1997, April:8) underlines the fundamental difference between the infrastructure of the conventional class and that of the virtual class:

The promise of the global information infrastructure that is coming into place and its manifestation today in the Internet is that the critical components of education: teachers, students, knowledge and its applications can come together not as atoms but as bits of information.   

 

The specific manifestation of the virtual class referred to in this study is  the virtual class  predominantly based on Internet or intranet technologies. The author describes this expression of the virtual class with the term: networked education. Networked education emphasises the high level of connectivity across space and time that is enabled through creating a network between student and student, student and teacher, student and resources, teacher and resources as well as the past and the present (through availability of on-line resources of one course occurrence for a next occurrence).  It also indicates that the education is network-based (Internet or intranet) and computer mediated, that it includes teaching, learning and research (“education”), and highlights the distribution  both of the control of learning and of the on-line learning and teaching materials among the students and teacher(s).

 

Networked education has a global dimension to it since the Internet in 1996 (Wizards, 1997) was represented in 129 countries (through domain names) and in July 1999 in 252 countries (Internet Software Consortium, 1999b). The Internet representation spans a diversity of nations, philosophies, cultures, stature, size and development stages of countries and groups as illustrated by the following list of countries (with their domain names): Ascension Island (.ac), Antarctica (.aq), Liechtenstein (.li), Viet Nam (.vn), Gabon (.gn), New Zealand (.nz), Cuba (.cu), Japan (.jp), South Africa (.za), China(.cn), Lao People's Democratic Republic (.la), Israel (il), Syrian Arab Republic (.sy), Vatican City State (Holy See) (.va) and Saudi Arabia (.sa). Tapscott (1996:xiii) describes this ability of students in networked education to access other students, lecturers and resources globally in paradigmatic terms:

A new medium of human communications is emerging, one that may prove to surpass all previous revolutions – the printing press, the telephone, the television – in its impact on our economic and social life... Interactive multi-media and the so-called information highway, and its exemplar the Internet, are enabling a new economy based on the networking of human intelligence... Such a shift in economic and social relationships has occurred only a handful of times before on this planet.

 

Farrell (1999:2) describes the problematic use of the term virtual in a broad context:

The label virtual is widely and indiscriminately used around the world…. Furthermore, it is used in some regions to refer to systems that combine broadcast and interactive teleconferencing technologies that operate in real time. With such broad use of the term, you need to know what the information and communication technology applications are in order to know what virtual education means in any given context.

 

Various terms are used to describe networked education, for example “distributed learning” (Dede, 1995 July), “tele-learning” (Collis, 1996), "virtual education" (Farrell, 1999; Butterfield et al., 1999 July), “networked learning” (Gundry and Metes, 1997) as well as ones that are "…frequently used interchangeably with other labels such as open and distance learning, distributed learning, networked learning, Web-based learning, and computer learning" (Farrell, 1999:2).

 

Holmberg (1977:9) formulated an enduring definition of distance education as “… the various forms of study at all levels which are not under the continuous, immediate supervision of tutors present with their students in lecture rooms or on the same premises, but which, nevertheless, benefit from the planning, guidance, and tuition of a tutorial organisation”.  Networked education is different from distance education in that networked education is solely enabled through the Internet and intranets, that a telepresence can be created among teacher and students (Mason, 1999 July) and that it represents a paradigmatic focus on the educational needs of the information society  (Tiffin, 1996b November). This research further deals with conventional tertiary education that excludes single distance mode or dual mode educational institutes.

 

Distance education nevertheless has to contend with various aspects in networked education. Like networked education, distance education has to bridge geographical (Garrison, 1989:119) and transactional distance (Moore, 1993), explore innovative uses of communication systems (Garrison, 1989:17; Henri and Kaye, 1993), cater for individualised learning (Garrison, 1989:27; Peters, 1993:46), use communications technology (Bates, 1984b; Garrison, 1989:2), procure sustainable commitment of students to their studies (Garrison, 1989:99), address the needs of adult learners (Garrison, 1989:103) and lifelong learning (Garrison, 1989:107).

 

Lewis (1992:14) defines “open learning” as a conglomeration of educational approaches that aims to transcend the traditional barriers of conventional tertiary education, namely physical, educational, individual and financial barriers. Lewis points out that specific locations and times, sequencing of the content and method of delivery, lack of awareness of what is available and costs of course materials are some of the examples of these barriers that open learning needs to address. Lewis further points to the learner centred nature of open learning. The virtual class can identify with open learning, as it also has to address these barriers.

 

Tiffin and Rajasingham (1995:10) distinguish the concept of the virtual class from that of the “virtual classroom” originating with Hiltz (1986), since the former concept “... suggests that the place a virtual class is held is an electronic simulation of a conventional classroom”, while for Hiltz (1986:95) the latter was the use of computer mediated communications “...to create electronic analogue of the communications forms that usually occur in a classroom including discussion as well as lectures and tests”. A software product, the Virtual Classroom, based on Hiltz’s (1995, March) work, was in fact created and is described by her as a teaching and learning environment that is constructed in software to support collaborative learning among students who participate in a flexible manner through computer networks.

 

Chambers (1998:9) shares the reservations about using the metaphor of a ‘virtual classroom” when he states that "today we make the same kind of mistake when we glibly speak of the ‘virtual classroom’. This metaphor conjures images of students who soon shall congregate in cyberspace to receive their lectures from the electronic semblance of some sage professor". Chambers then explains that "the idea of the ‘virtual class’ is misguided because emerging telecommunications and information technologies promise something far greater than forming classrooms in cyberspace: the new technologies enable quality universities to provide one-on-one tuition cost effectively".

 

The virtual class can lead to fully virtual institutes as Butterfield et al. (1999, July) could foresee. Although the term 'virtual institution' is not yet well defined, it is an attempt to capture the sense of a further dispersion. The word 'open' came to be prefixed to the word 'university' to qualify an institution that in some ways resembled a 'traditional' university but not in other ways; likewise the word 'virtual' in relation to an institution signals a further difference: the students and staff are likely to be in distant locations and hence the programmes are provided and serviced primarily on-line through some form of computer mediated communications. Furthermore, the staff who develops programmes may not be the ones to support or assess them.  As an institution without a campus, it may be dubbed 'virtual'. Virtual education is not just distance education: there are many fundamental differences, including changes in the role of students, academic staff and support staff.

 

The external technological environment needs to be contextualized within an even wider system, namely that of the emerging information or knowledge society. Tiffin (1996 February) regards the virtual class as an Information Technology system for education and training in an information society, one whose function could be likened to that of the conventional classroom in an industrial society: as the core communication system for preparing people for the society in which they live.  For Tiffin (1996a, November:1) the “...concept of the virtual class is the kernel of a new educational paradigm that matches the needs of an information society”.

The information society is, however, not a universal state of societies:  "everyone talks about the information society. Yet there is evidence that global communication has led more to divergence and division than to unity” (Frederick, 1993:267). This view is supported by Negroponte (1997, June) who highlighted as a contributing factor to divergence within the information society the fact that the Internet (on which networked education is based) is a decentralised phenomenon that encourages diversity

 

This information society in which the virtual class and tertiary education operate at the beginning of the new millennium is exceptionally dynamic and volatile. This can be attributed largely to the emergence of a global information or knowledge society, which many view to be  “… as significant as the previous displacement of the agricultural age by the industrial age” (Tapscott, 1996:43). Drucker (1989) draws an analogy between the introduction of computers in education and the advent of printing by contending that a revolution of similar or even greater proportions in education is occurring. Even the nature of the change process from conventional education to the virtual class itself is not stable; Morrison (1995) even describes this evolutionary process dislocations, dilemmas and uncertainties rather than progression from 'what is' to 'what is needed'.

 

Ponder and Holmes (1999) similarly comment on the turbulence of the marketplace and the adaptive management structures this environment requires of the school system, which also seems to be highly relevant to conventional tertiary education.  They claim that new technologies and scientific break-throughs will cause a constant reshaping of the 21st-century marketplace, and the ideal school system will be capable of rapidly reinventing itself to accommodate this continuously changing world.  Therefore educational institutions and structures will be malleable and constructed in a way that allows them to be easily and quickly reorganized and rebuilt.

 

Tiffin (1996, February:6) describes the problematic nature of operations and management in this immature ICT environment:

When our Virtual Classes had communication problems we tended to blame the technology in front of us rather than looking at the wider system in which it operated. We were trying to operate as though we were in an information society when in fact we were still in an industrial society.

 

The virtual class needs to further contend with information availability that is exponentially increasing. There are estimates that “information is doubling every eighteen months and that by the year 2012 it will be doubling every day. A significant new insight in human knowledge is made every 60 hours”  (Nugent, 1996:264).

 

The growth in the Internet on which the virtual class is based is dramatic (see Figure 1.1). There are furthermore sustained, revolutionary changes in the ICT that underpin the virtual class (Bates, 1995:45; Szabo et al., 1997). The computer per se has expanded from being an information management tool to being a communications instrument (Tapscott, 1996). Some thinkers say that in a decade from now the technologies used in the virtual class will be superseded – already there are pointers to a hyper class being constructed in hyper reality (Tiffin, 1997 April).

 

The external technological environment can therefore be seen as one that is becoming increasingly digitised, volatile, transitory and divergent. It demands an appropriate response from conventional tertiary education in terms of its processes and the way in which it is managed. However, the information society is not yet fully established, and hence the virtual class  - also in its management - needs to contend with a high level of immaturity, instability and change in many of its underlying systems. 

 

After an examination of literature on the external technological environment and specifically the virtual class, which is referred to as a new educational paradigm (Tiffin, 1996b November), the focus now turns to the conventional educational paradigm as the core of the relevant external socio-economic environment.

 

2.2     External Socio-economic Environment

 

The socio-economic environment in which this research occurred is that of conventional tertiary education in general and New Zealand in particular.

 

Conventional tertiary education in this study describes post-compulsory public educational institutes that are funded predominantly through the state to which it also has a central reporting responsibility. These institutions normally adhere to public sector financial accountability processes and are controlled by their own council. “Tertiary education is generally understood to mean a level of studies beyond secondary schooling that is broader than higher education traditionally associated with the universities” (Ministry of Education, 1997 June). Rebore's (1985:36) description of secondary schools in the United States as “service rendering public sector organizations” aptly describes conventional tertiary educational institutes.

 

Conventional tertiary educational institutes normally have clearly defined administrative and academic components that are subdivided into units often called departments. Conventional tertiary education, for the purposes of this research, does not differentiate between students on a cultural or racial base and furthermore has its main focus on face-to-face education where learning and teaching occur physically “on-campus”. This study therefore excludes autonomous (or single distance mode) and mixed (or dual mode) institutes as described by Garrison (1989:115):

Autonomous institutions are those totally committed to distance education while mixed institutions are those distance education deliverers found within conventional tertiary education institutions”.

 

Conventional tertiary education is still a description of the predominant way of tertiary education internationally (Garrison, 1989:121) – and certainly in New Zealand - today. This is evident in the common values and sometimes remarkably similar nature and structure of conventional tertiary education across the world. This contention was strikingly illustrated when the "Towards the Global University: Strategies for the Third Millennium" conference (held over four days in April 1998 in Tours, France) summary speaker, Dr John D Welty (President, California State University, Fresno, USA), who based his summary on the participants’ responses to a questionnaire collected the previous evening, remarked on how amazed he was by the transferability of experiences over the institutes which represented all the continents with more than 100 mainly management (eg vice-chancellors, directors, deans) delegates from more than 30 countries.

 

Universities have a long and established tradition. Johnston and Challis (1994:72), after having studied the changes in the working lives of a few academics who moved from teaching a Master's degree course in a traditional face-to-face tutorial format to one in which they also taught the same program in a distance mode, commented on the concern that the changing patterns of teacher workload and student participation associated with distance education “...might undermine the whole tradition of a university as a group of scholars discovering knowledge by a process of discussion and interaction”.

 

Van der Molen (1996) also points to the long tradition of universities when describing a concern of the liaison committee of the Rectors Conferences of the European Community (EC) and the Standing Conference of Rectors, Presidents and Vice-Chancellors of the European Universities (CRE) on the memorandum on Higher Education in the European Community, in which they identify  “values which over the centuries have been associated with universities, such as independent judgment, creativity, cultural and ethical dimensions”.

 

Moreover, Laurillard (1993:4) identifies the pursuit of scholarship and research, the advancement of learning, and academic freedom that is the freedom to conduct a radical critique of knowledge, as being shared by academics across the world. Collis (1998) identifies four values shared by universities:

1.      Values related to academic moulding (or developing of intellectual expertise)

2.      Values relating to good teaching

3.      Values related to the interaction of local and global perspectives and

4.      Values related to the university being a focal point of knowledge and expertise.

 

The similarity among tertiary education institutes internationally allows researchers like Rajasingham (1988:5) to write about a global problem in conventional education:

 New Zealand shares the world-wide problem of conventional education and training systems having been set up, inter alia, to provide for the traditional major economic sectors in societies (the primary and manufacturing industries) although these industries are no longer the predominant employment industries”.

 

Universities have changed very little and seem to be resistant to change. Patterson (1997:7) studied the university’s evolutionary dimensions and suggests that

The historic continuity of the institution is unbroken, and many of the medieval university’s unique features remain characteristic of today’s universities: features, for example, such as the university’s status as an autonomous corporate body; its legal identity; recognition by others leading to the award of recognised degrees or diplomas; the degree structure and levels, e.g. bachelors leading to masters, and doctorates; testing by examination; and structures of governance, such as the division of major branches of learning into faculties, and the hierarchical positions such as deans, chancellor and rector.

 

Trow (1996) also provides a picture associated with typical university life: Remarkably conservative and enduring institutions, in some important respects very much like their medieval ancestors, where learned seniors spend their time reading books and talking to young men (and now young women), lecturing to them in large halls and talking more informally with them in small seminar rooms close to collections of books. The teachers - masters and doctors today as in the thirteenth century - are organised in groups of specialists around bodies of knowledge or professional practice, in what in many places are still called ‘faculties’; departments came later.... Universities are still largely governed by the guild of teachers  - the masters or professors - with a rector (or chancellor, vice-chancellor or president) presiding over the institution and managing its relations with its environment and its sources of support.      

 

There are, however, also commentators pointing to diversity among modern universities such as Cass (1996:10) who believes in the context of postmodernity that at least in Australia "no single idea of the university is possible any longer” and that we need “… plural ways of thinking about them.”  Weber (1996:46) refers to “… how diverse universities in different countries can be...” based on his experience of having taught at universities in different countries.

 

These comments are seemingly not representative of the predominant view that institutes in tertiary education are very similar in their governance, structure, mission and finance. Chambers (1998) points to contemporary universities as institutions that still bear a close resemblance to their antecedents of centuries past where classroom lectures have reigned supreme, while Trow (1996) comments on how American higher education is still remarkably "similar in basic structure, diversity, mission, governance and finance to the system at the turn of the century.”

 

The investigation now turns to tertiary education in New Zealand, which is defined by the Ministry of Education (1994b) as consisting of universities, polytechnics, colleges of education, and wananga (focusing on Maori tradition according to Maori custom) which serve both the school leavers and those already in the work force.

 

According to the Ministry of Education (1994c), polytechnics (45%) and universities (49%) had comparable shares in 1993 of the tertiary sector in New Zealand. The Ministry of Education (1997, June) indicates that for “...65% of 18-24 year olds, tertiary education and training is provided by the system of state tertiary institutions; universities, polytechnics, colleges of education and wananga.” At the same time, the distinctions between New Zealand universities and polytechnics are diminishing (Ministry of Education, 1997 June).

 

A guide by the Ministry of Education (1997, June) provides a concise overview of tertiary education in New Zealand:

Arrangements for the establishment, governance and funding of tertiary institutions are set out in legislation, and are identical for universities, polytechnics, colleges of education, and wananga. The distinguishing characteristics of the four kinds of tertiary institutions are also defined in legislation.

 

Currently there are seven universities, 25 polytechnics, four colleges of education, and three wananga, which between them enrol over 200,000 students each year.

 

Tertiary institutions are Crown entities and are required to follow standard public sector financial accountability processes.

 

Each tertiary institution is controlled by its own council, established under legislation intended to maximise its autonomy consistent with the standard requirements of accountability for public funding.

 

Each tertiary institution determines its own programmes. All matters relating to governance and management are the responsibility of the council, which represents the interests of staff, students, and the wider community.

 

Universities are primarily concerned with advanced learning, the principle aim being to develop intellectual independence; their research and teaching are closely interdependent; they meet international standards of research and teaching; they are a repository of knowledge and expertise; they have a role as critic and conscience of society.

 

There are seven universities in New Zealand: the University of Auckland, the University of Waikato, Massey University, Victoria University of Wellington, the University of Canterbury, Lincoln University, and the University of Otago.

 

Currently over 80,000 full-time equivalent students enrol each year for university study.

 

Polytechnics provide a wide range of academic, vocational and professional courses, including vocational training, which contributes to the maintenance, advancement, and dissemination of knowledge and expertise and promotes community learning. They also promote research - particularly applied and technological research - which aids development.

 

There are 25 polytechnics in New Zealand.  Many are now accredited to offer their own degree programmes.

 

Currently almost 60,000 full-time equivalent students enrol each year for polytechnic study. Taking short courses into account, the actual number of students enrolled at polytechnics is several times this figure.

 

While most polytechnics continue to provide traditional trade and basic vocational courses, an increasing number of professional courses offered at degree level are reducing the distinction between the respective roles of polytechnics and universities.

 

Colleges of education provide teacher education and research related to the early childhood and compulsory sectors of education and provide associated social and educational service roles.

 

There are now four specialist colleges of education offering courses in early childhood, primary, and secondary teacher training, situated in Auckland, Wellington, Christchurch and Dunedin.

 

Wananga are teaching and research institutions that maintain, advance, and disseminate knowledge, develop intellectual independence, and assist the application of knowledge regarding ahuatanga Maori (Maori tradition) according to tikanga Maori (Maori custom).

 

Three wananga are established tertiary institutions.

 

All tertiary institutions (universities, polytechnics, colleges of education, wananga) are governed by their own councils.

 

The main functions of a council are to set the strategic direction and policies of the tertiary institution, determine its programmes, set its budget including tuition fees, and appoint its chief executive officer.

 

The main functions of a chief executive officer (who may be alternatively designated a vice chancellor, director, principal, or president) are to implement council policies and decisions and to manage the academic and administrative affairs, including the employment of teaching and support staff.

 

University degrees are approved by the New Zealand Vice Chancellors' Committee, and have international recognition.

 

Degrees awarded by polytechnics, colleges of education, wananga and private training establishments are approved by the New Zealand Qualifications Authority, and have international recognition.

 

Not included in this study on account of the definition of conventional tertiary education are the wananga institutes in New Zealand that focus on Maori tradition and custom, as well as Massey University (with a large percentage of their students learning in a distance mode) and the Open Polytechnic (which has only distance students).

 

Conventional tertiary education in New Zealand focuses on local (or perhaps national) students, while often also attempting to attract international students to come to New Zealand to physically study on-campus. Part-time (evening) classes are often seen as a fringe activity.

 

Most of the 39 tertiary institutes in New Zealand (excluding Massey University, the Open Polytechnic and the three Wananga institutes) could therefore be classified as conventional tertiary educational institutes.

 

The Wellington Polytechnic itself is a representative conventional tertiary educational institute in New Zealand with a long-standing record of offering various qualifications on the diploma, graduate and post-graduate degree level. It was established as a tertiary institution in 1962, operates as a Crown Agency and its degree programmes have been approved and accredited by the New Zealand Qualifications Authority (Wellington Polytechnic, 1998 July).

 

The Wellington Polytechnic is one of 25 Polytechnics in New Zealand and is a public institute, funded predominantly through the state to which it also has a central reporting responsibility, it adheres to public sector financial accountability processes and is controlled by its own council. It does not focus its education on any specific culture or race and has a clear distinction between its administrative (called “allied”) and academic components. It operates under the legislation that applies to all tertiary education institutes in New Zealand.

 

Wellington Polytechnic strongly focuses on face-to-face education where learning and teaching happens physically “on-campus”. Only a few courses in the field of education are being offered at a distance. Its main focus is on New Zealand students, while the Wellington Polytechnic also attempts to attract international students to come to New Zealand and study physically on-campus (Wellington Polytechnic, 1998 July). Less than 40% of courses are also offered in a part-time (mostly evening class) mode. The polytechnic consists of five academic schools and a specialist educational department. Paper based communications was the norm at Wellington Polytechnic in 1995 and many academic staff did not have personal access to computers at that stage  (Appendix 7:10). 

 

The implementation of the virtual class in Wellington Polytechnic started in July 1995. This occurred mainly through the activities of the HYDI Educational New Media Centre (Wellington Polytechnic, 1998 June) that developed the On-line Campus of Wellington Polytechnic and also networked courses.

 

The Ministry of Education (1994a) in New Zealand report that education is seen as an important contributor to the success of New Zealand in the new millennium:

The rapid pace of technological change, and the explosive growth in communications we have seen over the last ten years, will accelerate as we enter the new century. New Zealand must compete in a global marketplace in which success will depend in large measure on the investment we make in education and training. The aims we set now for our education system must be far-sighted. The systems we put in place to achieve those aims must be flexible enough to adapt to rapid change.

 

In New Zealand the importance of the tertiary educational system in preparing school leavers for the emerging information society is recognised and described in  “A Guide to tertiary education in New Zealand” published by the Ministry of Education (1997, June):

To prosper, New Zealand in the future must become a knowledge-based society. New Zealanders will need the workplace skills required for local industry to be internationally competitive. They will also require the skills to function successfully in an international environment and to take advantage of new opportunities. Intellectual skills will become more important than manual skills. Information will become as important as raw materials.

 

The goal of preparing school leavers for this new environment is a challenge for the tertiary education system.

 

Successful conventional tertiary education institutes of the future therefore will need to operate with new levels of flexibility. Beare and Slaughter (1993:35) indeed believe that in the context of Australian schooling organisations in the post-industrial economy need to be “… flexible, which can make quick, strategic decisions, which encourage innovation and entrepreneurship…” Esquer and Sheremetov (1999, July:1607) point to an emerging consensus that successful universities of the future will be those that operate with high flexibility:

The educational institutions seek to obtain strategic advantages by redesigning the way they educate to reflect the rapidly changing state of the art in the education domains and tutoring methods and techniques as well. The emerging consensus is that successful Universities of the next millennium will be those that embrace continuous change as an education paradigm. Such Universities will be able both to adapt to changes in the social market for their students and to lead this market in directions optimal to the society’s goals by continually adapting their education plans, methods and strategies of teaching, and educational infrastructures to changes in the environment.

 

Conventional tertiary education therefore needs to have more open boundaries with boundary management becoming more relevant as “… the external environment has impinged more directly on university operations...” (Middlehurst, 1993:56).

 

Conventional tertiary education in general and in New Zealand in particular, operate in a very traditional way and is remarkably similar in structure, management and organisation. This indicates unresponsiveness to the societies they serve. There is however now a clear and urgent need for a new flexibility, openness and responsiveness in preparing school leavers and life-long learners for a more digitised and knowledge based society.    

 

The relationship between the virtual class and conventional tertiary education therefore seems a complex and unlikely one. This is especially true when the management processes within conventional tertiary education are examined.

 

2.3     Management Processes

 

Conventional management can be described as the process of planning and decision making, organising, leading and control of an organisation’s human, financial and information resources to achieve the objectives of an organisation in an effective and efficient manner (Griffin, 1987). Peter Drucker (1998:157) describes the fundamental task of management as one of empowerment and place it in the context of change:  “… to make people capable of joint performance by giving them common goals, common values, the right structure, and the ongoing training and development they need to perform and to respond to change”.   

 

Many writers like Boone and Kurtz (1984), Newman, Warren and McGill (1987), Schultheis and Sumner (1989) and Van Dyk, Palmer, Smit, Vrba and De Klerk (1991) divide the management process into four functions namely  planning (decide what must be done), organising (decide how it must be done), leading (ensuring that it is done) and control (determine whether instructions have been followed). Other writers identify additional functions of management for example staffing and communication (Koontz and Weirich, 1990). Van Dyk et al. (1991) state that the following dimensions of management are also included in, and are present in all management functions: communication, decision-making, coordination and negotiation. Mintzberg (1973) postulates that a manager has interpersonal, informational and decisional roles. Mintzberg includes the leadership function in the interpersonal roles while the organising, planning and control functions feature in the decisional and interpersonal roles.

 

There has been a clear and consistent call from prominent writers on management and organizational design like Drucker (1985, 1989, 1995), Senge (1990), Peters (1988), Marquard (1996), Tapscott (1996), Limerick and Cunnington (1993) to heed the necessity to practice these functions and dimensions of management in an entirely new way in the context of the emerging global information or knowledge society.

 

2.3.1    Conventional educational management

 

Management in education is often equated to “administration” (Rebore, 1985:39). However, “management” in this research does not refer only to administration within tertiary education. To limit the notion of management to administrative practices only and thus exclude the academic area would be to argue that planning and decision making, organising, leading and control do not occur in the area of teaching, but only in administration.

 

Tiffin and Rajasingham (1995) point out that every educational system has a control sub-system. Rajasingham (1988) depicts management as control in examining the sub systems of a distance education institute of New Zealand. This research focuses on this sub system, but rather calls this sub system the "management" sub system because control can be seen as one of the four functions of management (described above).

 

Tiffin and Rajasingham (1995:37) argue that communications have a fractal dimension that is "a node in a communications network can prove, on closer examination, to be a communications network itself”. Tiffin and Rajasingham (1995:64) identify the following levels within education in general: national authority, regional authority, institute, class, student-teacher interaction and the student. A conventional tertiary educational institute and its management processes might also be viewed as having a fractal dimension, namely management processes of the institute, administrative departments, academic departments, the design and development of the teaching materials, the actual delivery of the teaching materials that is the "class" and the student's management of their own learning.

 

Using a fractal view to analyse management in tertiary education is particularly apt since academic staff members typically perform their duties like operational managers instead of operational workers. Academics often operate fairly autonomously without direct instructions due to their status as being professionals, the one-to-many relationship between teacher and students and the principles of academic freedom (Paul, 1990:32).

 

Management and its related governance and organisational structures in conventional tertiary education have remained fairly static and centralised. Patterson (1997:7) studied the university’s evolutionary dimensions and points out that

The historic continuity of the institution is unbroken, and many of the medieval university’s unique features remain characteristic of today’s universities: features, for example, such as … structures of governance, such as the division of major branches of learning into faculties, and the hierarchical positions such as deans, chancellor and rector.

 

Trow (1996) also highlights the rather stagnant management approaches within conventional tertiary education.

 

Universities are often highly bureaucratic. Garrison (1989:38) points to higher education when contending that as “…formal education grew in size and complexity, bureaucracies became the controlling mechanism”, while Paul (1990:31) shares this view that “…universities exhibit many of the characteristics of bureaucratic organizations” . A statement by Rebore (1985:33) reflects this preference also in secondary schooling in the United States for the traditional hierarchical management structure:

Line administrators have supervisory responsibilities that emanate from the superintendent down through the pyramid to the building level. While many different models have been used, this is the most successful and effective in school districts. 

 

A description of school organisation in Australia (Beare and Slaughter, 1993:35) also seems to be relevant to conventional tertiary education:

… draws upon the factory model of organisation… Schools abound with the characteristics of bureaucracy, like hierarchy and positional status; they encourage upward mobility and promotion through graded ranks; they teem with rules and regulations, with specialists and division of functions.

 

In the British universities during the 1990s “… there has been a steady increase in bureaucracy and a steady decrease in the amount of time available for core academic activities particularly at senior levels” (Middlehurst, 1993:189). This is a common complaint from academics heard in the hallways at national and international conferences.

 

This description of management in conventional tertiary education aligns itself clearly to what Burns and Stalker (1961) call a mechanistic control process in contrast to an organic control process. The mechanistic management structure links to a stable external environment. According to Daft (1989:61) this structure has the following characteristics:

(i)                  Tasks are broken down in specialized, separate parts.

(ii)                Tasks are rigidly defined.

(iii)               There is a strict hierarchy of authority and control, and there are many rules.

(iv)              Knowledge and control of tasks are centralized at the top of the organization.

(v)                Communication is vertical.  

 

In contrast to the institutional management structures, the teaching and research functions of academic staff as professionals are typically more client oriented, less formal and less concerned with hierarchy (Paul, 1990). While institutional conventional educational management operates on a largely bureaucratic model, academic staff operate on a “collegial model” (Paul, 1990:32). This collegial model is under attack as tertiary educational institutes compete with each other and with private enterprise, and also because of the bureaucratic environment in which it operates (Paul, 1990).

 

Another model operating in universities is the political model which recognises the “…predominance of power groups’ (Paul, 1990:35), but does not explain the workings of the university in terms of its governance or collegial aspects.

 

The anarchic model (Cohen and March, 1974) depicts the modern university as an organised anarchy that, according to Paul (1990:37) illustrates such ambiguities and uncertainties that it renders the traditional forms of management meaningless or inept. Cohen and March (1974:83) assert that:

Although a college or university operates within the metaphor of the political system or a hierarchical bureaucracy, the actual operation of either is considerably attenuated by the ambiguity of college goals, by the lack of clarity in educational technology and by the transient character of many participants”.

 

The anarchic model has not been without critique (Paul, 1990), and does focus more on  self-management of academic staff than on the institute as a whole. Cohen and March (1974), in suggesting how to deal with running an “organised anarchy”, highlight the importance of framing university operations in academic terms when they satirically propose that experience needs to be treated as theory, goals as hypotheses, intuition as real, hypocrisy as transition and memory as an enemy.

 

It seems, however, that the bureaucratic elements of conventional tertiary education are pre-eminent and in constant conflict with the self-management ideals and processes of academic staff.

 

Conventional tertiary education has changed sporadically as it responded to shifts and movements in society. It again faces the challenge to respond to the educational needs of the knowledge society - also through entrepreneurship. Drucker (1985:21) maintains that the “... creation and development of the modern university” is a case study in entrepreneurship. It was a response to “… a major shift in the market…” and “… represent entrepreneurship.”

 

The generic conventional management paradigm in tertiary education acknowledges the contrasting ideals of academic self-management and that there are exceptions to rules.

 

The conventional educational management paradigm can thus be described as being largely mechanistic, formal, centralised, focussing predominantly on the local environment, insular, inflexible, rigid, bureaucratised, with strong institutional control and segmented, with a high degree of division of labour, variable participation, and often politicised.

 

At the same time there is a need for transformation in response to the educational needs of the emerging knowledge society and to alter its management process to effect this transformation.  There is little clarity in conventional tertiary education on how to manage the virtual class as an integrated system.

 

2.3.2    New forms of educational management

 

Literature on tertiary distance education, newer forms of tertiary education and private enterprise is reviewed to analyse responses in educational management to the educational requirements of the information or knowledge society.

 

Tertiary distance education

 

Management of distance education institutes may provide pointers to approaches in managing the operations of the virtual class. Rumble (1992:95) refers to the operations of distance education as a “highly distributed system” which “looks very different to the residential or non-residential campus-based university”.   Networked education is based on distributed networks and the management of networked education might therefore correlate with the distributed nature of the operations of distance education.

 

The effective and widespread use of networked education in conventional tertiary education might facilitate a multiple-mode approach due to its differences with distance education (as pointed out in 2.1 above). Garrison (1989) restricts organisational models in distance education to two models. Autonomous (or single distance mode) institutes are those totally committed to distance education while mixed (or dual mode) institutes offer distance education as an integral and important part of their teaching.

 

There is a growing awareness in distance education that on-campus and off-campus education is converging. Bates (1984a) points to a possible convergence of on-campus and off-campus education through computer mediated education. Garrison (1989:117) notes that this convergence is  “…blurring the boundaries between conventional and distance education”. Bates (1984a) also suggests that many dual mode institutes will emerge as conventional education move into distance education.

 

The use of ICT in distance education is growing. With reference to the increasing and widespread use of ICT in tertiary education, and particularly in distance education Bates (1993b:189) postulated that using ICT,  “…‘meetings’ could be held without any staff having to travel from their desks”  (- foreshadowing the operation of virtual teams in tertiary education.

 

An organisational model that moves away from centralised control is possible through the use of ICT. Bates (1984a) described the organisational model of traditional distance institutes as being centralised but asserted that these new technologies offer the possibility of an alternative model to the large, centralised and specialised distance education system. Garrison (1989:38), in view of the new technologies and the coming of the information age, postulated that education “…is experiencing a shift from formal, centralised, and segmented operations to increasingly complex, decentralised, and integrated levels of organisation”. He furthermore foresees the potential of computer based distance education to “…both decentralise education and individualise or personalise it at the same time” (Garrison,1989:88). Peters (1993:53) contends that in the post-industrial society there will be in distance teaching institutions a “departure from a highly centralized organization of the teaching-learning process and a move to small decentralized units which can be made transparent by the means of new technology”.  

 

Distance education also links to the globalisation possibilities in education.  “Globalization is a feature of later modernity which has been embraced by distance education, especially as educational institution and their political bosses and business allies in developed nations seek to extend their influence and sources of revenue into developing nations” (Evans and Nation, 1993:213).

 

Newer forms of tertiary ed